Applicants should cost
their proposals in accordance with their Partner University guidelines.
Proposals should be
costed using Directly Incurred (DI) costs without Indirect or Estates costs.
All proposals must have received institutional approval before submission.
Eligible costs:
- RA/ PDRA/ Technician/ Professional support salary costs for staff employed on Northumbria, Durham or Newcastle University payroll
- RA/ PDRA Technician/ Professional support salary costs for staff employed on a partner HEI payroll in a collaborative project with either Newcastle, Durham or Northumbria University as the lead applicant.
- Reasonable travel, accommodation, and subsistence costs are covered in accordance with the awarding university’s expenses and financial regulations policies (or equivalent).
- Consumables directly related to the project are eligible for funding but must be fully justified.
- Equipment must be under £10,000 including VAT (according to EPSRC guidelines).
- Salaries for partner university staff costed for less than 100% of time (e.g., PDRA, technician, etc.) are contingent upon the staff member completing a monthly timesheet and the PL/staff member retaining records and producing these in case of audit (please refer to UKRI’s terms and conditions).
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Other costs such as registration costs at events, production of professional materials, room bookings, catering, etc., are eligible if relevant to the project.
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Outsourcing and professional fees– following institutional financial regulations and needing to be justified.
Applicants should
provide a project costing with their proposal, which must be prepared in
conjunction with the relevant research finance office at their university. You
should provide full financial details of the project, including salary costs,
travel and subsistence costs, additional consumables and any other fees associated
with the project.
Awards will only cover
the direct costs associated with the project. VAT must be included in
the figures as the Universities cannot reclaim VAT from this project.
Ineligible activities/costs:
- New, fundamental research (TRL 1).
- Academic supervision (Investigator DI or Investigator DA – see previous exceptions).
- Non-Specific Public Engagement activities and science communication.
- Any costs relating to intellectual property protection including but not limited to registering, maintaining, or supporting patents or property rights.
- Undergraduate or postgraduate activities/training, e.g. core PhD training including stipend, training, tuition, bursary or bench fees.
- Items of equipment with an individual value of £10,000 or more (items of equipment over £500 must be detailed in the justification of resources).
- Standard IT equipment (i.e. laptops, i-pads, etc... )
- Indirect costs, estates, or infrastructure.
- Projects outside the scope of the NESCA programme (or call).
- Broader activities and institutional culture change relating to impact.
- Impact activities that should already have been anticipated and supported through standard routes, e.g. impact activities costed as part of research proposals.
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Duplication of other sources of funding that can be used more appropriately for the impact activity within remit of Research Council, e.g. institutional IAA funds, CLASP/IPS.
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Projects that can be funded by other mechanisms are not eligible.
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Directly subsidising commercial R&D.
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Contributions to KTPs.
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Teaching replacement costs
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External non-HEI partner/ user salary costs cannot be funded by the NESCA grant. In-kind or cash contributions should cover salary costs or costs for access to external partner facilities or provision of essential consumables / OEM parts evidenced for the project; where this is not the case, they can’t be a partner and must be listed as a supplier and following institution procurement rules must be followed, and evidence of this must be provided within the justification of resources section and treated as contractor costs.
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Non-academic organisations cannot be recipients of NESCA grant funding.
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No double funding – if applying for two sources of funding for similar work, if successful through NESCA the other application must be immediately withdrawn i.e. Northern Accelerator (or vice-versa).
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Funds cannot be used for purely academic conference attendance. Note that costs associated with attendance at workshops / conferences will be only considered where 75% non-academic audiences will be present, there is clear outcomes of knowledge translation, and the outcomes must be detailed in the justification of resources section of the application.
IP, subsidy control and partners
A summary is provided below. Please see the full guidance for further information
Recommended Intellectual
Property requirements
These recommendations are subject to local agreements at your
University (please ensure to seek clarity from your TTO / IP Team – Northumbria
University applicants MUST follow the steps below)
- The
industry partner must not seek a pre-negotiated right to any academically
generated foreground project IP.
- Under
some circumstances, it may be acceptable for the partner to receive a non-exclusive
licence to use any data generated by the project for internal research and
development purposes, where this explicitly excludes any rights to, or
capacity to, prevent exploitation of the data by the academic party.
- The
company partner may have a right to negotiate for access (at a fair market
price) to the academic party’s IP, but terms cannot be agreed upon until
the project is completed
- Any
other terms must be discussed with your TTO/ IP Team and due consideration
of subsidy control made.
Subsidy Control
The submitting
organisation must ensure at all times that any NESCA grant funding
awarded to you is compliant with the Subsidy Control Act 2022. You must inform
the NESCA Project Manager of any other public funding applied for or awarded
against the eligible costs covered by the grant. We will immediately suspend
the Grant and may require you to repay Grant funding if you are found to have
received aid that is deemed to be in breach of the Subsidy Control Act 2022. No
subcontract or other agreement with a Third Party can be made which would
constitute a breach of the Subsidy Control Act 2022.
If existing
university spinouts are the industry partner, the project must not be
developing IP already licensed to the spinout.
Partners' Letters of Support
Partners can be
end-users or collaborators. Eligible project partners can be industrial, civic,
standard agencies, trade bodies, charities, and research trade organisations
from the North East region. Where they are from outside of the region clear
justification and details on how their involvement in the project will lead to
impact for the region must be stated (see guidance above).
It is expected that
non-academic partners will each make a 15% match funding contribution to EPSRC PBIAA
projects, such as NESCA. However, the cash or in-kind contribution should be
appropriate to the size and type of the partner organisation, and deviations
from the 15% will be in exceptional circumstances and should be explained.
Non-academic partners will need to demonstrate their commitment to the project,
and applications should detail how participants will work together to achieve
the aims and objectives of the project.
Trusted Research and Due Diligence
Trusted Research (TR) and Responsible Research and
Innovation (RRI)
Trusted
Research and Responsible Research and Innovation (RRI) underpins all work that
NESCA will conduct. Expertise and clear escalation points will be built into
the application process and ongoing monitoring of projects by awardees and the
lead institution will take into account EPSRC expectations for trusted research
- https://www.ukri.org/manage-your-award/good-research-resource-hub/trusted-research-and-innovation/
It is not
anticipated that applicants / HEI recipients of funding will be involved with
partners or organisations owned/controlled by overseas entities, but due
diligence conducted by the responsible party (i.e. the applicant) should
highlight any evidence of this so a decision can be made by the funding panel
on a case-by-case basis.
All
parties involved in projects must transparently consider and address trusted
research considerations and implement appropriate mitigations where relevant.
Applicants must fill out the Trusted Research checklist as
part of their application. Trusted Research will not be part of the initial
assessment, but a final decision will be made by the Funding Panel as to
whether they believe funding the activity will be consistent with UKRI guidance. As part
of their responses, applicants should consider and detail whether any relevant
legislation applies to their proposed partners or their work including:
- Export Control Order (2008)
- The National Security and Investment Act (2021) (NSI),
- Academic Technology Approval Scheme (ATAS)
- The Foreign Influence Registration Scheme (FIRS)
- Whether the work is of a sensitive or high-risk nature.
Within the checklist, you will be asked to consider how any
relevant legislation applies to your work. Answers to the checklist should also
include how the applicant intends to apply the appropriate mitigations to any
inherent risks within their work throughout their project's lifecycle.
Whilst
collaboration with international partners is not anticipated under this
programme, there is potential for international parties to access information
or technology through third-party relationships or activities undertaken as
part of awarded projects. HEI award
recipients are responsible for completing due diligence and ensure they are not
in breach of any legislation mentioned above by collaborating with
international partners or sub-contractors which may be in scope of such
legislation; this will be set out clearly in the terms of award.
If there is collaboration with entities owned or controlled
overseas, activities must only proceed following further consultation with
applicant university’s in house trusted research expert, and, if required, an
assessment of whether key legislation applies including Export Control, NSI or
ATAS.
Successful
award holders will receive further resources and guidance on Trusted Research
training through NESCA including an appropriate checklist to monitor the
project on an ongoing basis.